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Compliance

//Compliance
Compliance2017-09-16T11:58:26+00:00

Project Description

  • Compliance Function outsourcing

  • Support to Compliance Function

  • Control over the compliance with Vigilance Authorities regulations (Banca d’Italia, Consob, IVASS and COVIP)

  • Supervision of the consistency between operating practices and internal procedures

  • Compliance Advice (MiFID, AIFMD, UCITS, Transparency, Market Abuse, Usury, EMIR, etc.)

  • Compliance due diligence