Governance Internal Control System design and implementation Control & Risk Assessment Process mapping & reenginering Definition, writing and updating of policies and management procedures Definition, writing and updating of organizational, management and control models according to D.Lgs 231/2011 (company administrative liability)
Internal audit
admin2017-09-16T11:53:51+00:00Internal Audit Function outsourcing Support to Internal Audit Function Mapping of risks and processes Control over the process suitability and proper functioning Assessment of the completeness, adequacy and reliability of the other elements of the Internal Control System and risk management process
Compliance
admin2017-09-16T11:58:26+00:00Compliance Function outsourcing Support to Compliance Function Control over the compliance with Vigilance Authorities regulations (Banca d’Italia, Consob, IVASS and COVIP) Supervision of the consistency between operating practices and internal procedures Compliance Advice (MiFID, AIFMD, UCITS, Transparency, Market Abuse, Usury, EMIR, etc.) Compliance due diligence [...]
Anti-Money Laundering (AML)
admin2017-09-16T12:01:21+00:00Support to AML Function Assessment of the AML organizational setting Analysis and diagnosis of the Centralized Computer Archive Advice on Anti-money laundering
Risk Management
admin2017-09-16T12:05:06+00:00Risk Management Function outsourcing Support to Risk Management Function Risk Assessment process for the detection, management and control of the enterprise risks (ERM) Reorganization of managerial processes, policies and procedures Risk Management models implementation Control over risk management processes
